The Advice Process Simplified
Quicksteps - Pre-Advice Documentation
Decision Tool - SOA, ROA or Execution Only
Subject Matter and File Noting
Goals, Scope and Advice - Relationship
Guide to Data Collection
SMSF Appropriateness Checklist
SMSF Suitability - Existing SMSF
SMSF Suitabiity - New SMSF
SMSF Investment Strategy & Minutes
Identity Check Guide
Investment Comparison Prompts
Appointment Cover Page
New Client Checklist
Review Appointment Checklist
Third Party Authority
Phone Call File Note
Fact Find Full
Fact Find Risk Only
Fact Find Business Risk
Budget Tool
Risk Profile Questionnaire
Insurance Personal Needs Analysis
Initial Meeting File Note - Review Meeting File Note
Data Collection IPS
Data Collection Insurance - Insurance Policy Design
Data Collection Superannuation
Privacy Statement Acknowledgement Consent Authority
Authority to Proceed
Implementation Checklist
Presentation File Note
Quality Advice Checklist
30 Day Sunset Letter
Service Agreement (New) Template - 2025
Service Agreement (Renewal) Template - 2025
Commpay Training
HUB24 Training - Data Entry & Commencement of New Accounts
HUB24 Training - Trading on HUB24
HUB24 Training - Generating Hold ROA’s
Iress Training Webinar - Iress Learning Centre & Iress Community
Opex Suite Training Recording
Opex Ongoing Service Agreement wizard training video
Breaching Reporting IDR and DDO Forum Zoom Recording
